Unclaimed
Lindsay Rouff is a financial professional with over 15 years of experience in the financial services industry. Lindsay is currently registered with Voya Investments Distributor, LLC and is licensed in 53 states and territories. Lindsay is a Series 7, Series 3, Series 55, Series 57TO and Series 63 licensed individual. Lindsay has previously worked at CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2019 - Present
Voya Investments Distributor, LLC (NEW YORK NY)
NY
09/12/2007 - 01/22/2019
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/25/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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