Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay Rebecca Kapin is a financial advisor with Vanguard Advisers, Inc. Lindsay has been working in the financial industry since 2010. She is registered with the state of Texas as a Registered Representative and Investment Advisor Representative. Lindsay previously worked for Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC. Lindsay holds the Series 7, 7TO, 9, 10, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/20/2022 - Present
Vanguard Advisers, Inc. (Plano TX)
TX
10/17/2018 - 08/15/2019
CHARLES SCHWAB & CO., INC. (Fort Worth TX)
TX
03/12/2010 - 02/23/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 05/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/23/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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