Unclaimed
Lindsay Nicole Moody is a financial professional with over 10 years of experience in the industry. Lindsay currently holds a Series 6, Series 63, and Series 65 license. Lindsay is registered to provide investment advice in 53 states and the District of Columbia through T. Rowe Price Investment Services, Inc., which has been in business since 1/14/2021. Previously Lindsay worked at Nationwide Investment Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
01/14/2021 - Present
T. Rowe Price Investment Services, Inc. (Owings Mills MD)
OH
08/22/2011 - 12/15/2020
NATIONWIDE INVESTMENT SERVICES CORPORATION (GRANDVIEW HEIGHTS OH)
BC
Issued 07/29/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/08/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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