Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay O toole is a financial advisor who has been in the industry since August 6, 2007. Lindsay is currently registered with LPL Financial LLC, where she is a registered representative. Lindsay has held previous positions with UVEST FINANCIAL SERVICES GROUP, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Lindsay holds a Series 7, Series 24, Series 57TO, Series 63, and Series 99TO licenses. Lindsay is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/11/2008 - Present
LPL Financial LLC (SAN DIEGO CA)
NC
12/11/2009 - 04/23/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
05/25/2007 - 03/28/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/18/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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