linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lindsay Mae Whaleysmith

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lindsay? Claim Your Profile

About Lindsay Mae Whaleysmith

Lindsay Mae Whaleysmith is a financial advisor who has been in the industry since 2000. Lindsay is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Lindsay was affiliated with Landaas & Company, American Express Financial Advisors Inc., and IDS Life Insurance Company. Lindsay holds the Series 7, Series 63, and SIE licenses. Lindsay is registered in Wisconsin. Lindsay has experience with clients including banking or thrift institutions, and other clients.

Firm Information

Lindsay Whaleysmith is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lindsay Whaleysmith’s Registration & Firm History

WI

04/12/2013 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

07/30/2002 - 03/18/2013

LANDAAS & COMPANY (MILWAUKEE WI)

MN

09/27/2000 - 05/17/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

09/27/2000 - 05/17/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MN

03/17/2000 - 08/14/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

03/17/2000 - 08/14/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Lindsay Mae Whaleysmith is right for you?

Licenses & Designations

BC

Issued 03/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lindsay Mae Whaleysmith.
Not sure if Lindsay Mae Whaleysmith is right for you?