Unclaimed
Lindsay Pereguda is a financial advisor at Morgan Stanley. Lindsay is a registered representative with FINRA and holds Series 63, 66, 7, and SIE licenses. Lindsay has worked in the financial services industry for over 12 years and has experience with a variety of financial products and services. Lindsay has been a registered representative with Morgan Stanley since 2018. Prior to that, Lindsay was a registered representative with Janney Montgomery Scott LLC, Wells Fargo Clearing Services, LLC, and Sanford C. Bernstein & Co., LLC. Lindsay is licensed to sell securities in 53 states and the District of Columbia. Lindsay also holds an investment advisor representative license in Connecticut and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
04/08/2020 - Present
Morgan Stanley (Fairfield CT)
CT
04/24/2017 - 08/23/2018
JANNEY MONTGOMERY SCOTT LLC (FAIRFIELD CT)
CT
10/19/2015 - 05/03/2017
WELLS FARGO CLEARING SERVICES, LLC (ANSONIA CT)
NY
10/14/2009 - 10/24/2013
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BOTH
Issued 02/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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