Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay Leraan Paine is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 30 years of experience in the financial services industry. Lindsay specializes in providing financial planning, portfolio management, and investment services to individuals, businesses, and institutions. Lindsay holds several licenses, including Series 3, 7, 9, 10, 63, and SIE. Lindsay is also registered in several states, including California, Colorado, Connecticut, Delaware, Florida, Illinois, Indiana, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, New Jersey, New York, Ohio, South Dakota, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
07/22/2008 - Present
Stifel, Nicolaus & Company, Inc. (WAYZATA MN)
MN
11/15/2000 - 08/01/2008
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
09/18/2002 - 04/15/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
01/08/1999 - 11/21/2000
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
06/26/1989 - 02/03/1999
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
05/21/1987 - 06/28/1989
ALLISON-WILLIAMS COMPANY
NA
02/26/1987 - 05/27/1987
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
BC
Issued 03/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1990
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lindsay Paine is the right advisor for you? Invested Better is here to help.
