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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay Dockter-holub is a financial advisor registered with LPL Financial LLC. Lindsay has been in the financial services industry since July 2003. Lindsay holds licenses Series 4, 7, 24, 52, 53, and 63 and is registered with the state regulators in 53 states and the District of Columbia. Lindsay also holds the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
08/22/2016 - Present
LPL Financial LLC (FORT MILL SC)
CA
03/13/2013 - 01/13/2014
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
MN
02/07/2013 - 01/13/2014
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CO
10/18/2012 - 01/13/2014
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
CO
02/15/2011 - 01/13/2014
CETERA ADVISORS LLC (DENVER CO)
CO
08/12/2010 - 02/11/2011
B. C. ZIEGLER AND COMPANY (GREENWOOD VILLAGE CO)
CO
09/10/2007 - 07/30/2010
SECURITIES AMERICA, INC. (DENVER CO)
MN
09/13/2005 - 08/28/2007
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
01/22/2003 - 05/03/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/22/2003 - 05/03/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/08/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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