Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay Graham Whetton is a financial advisor with over 30 years of experience in the industry. Lindsay is currently registered with TIAA-CREF Individual & Institutional Services, LLC and is licensed in Colorado, Maine, and Massachusetts. Previously, Lindsay has held positions with OppenheimerFunds Distributor, Inc., Chatfield Dean & Co., Inc., Charles Schwab & Co., Inc., and TD Waterhouse Investor Services, Inc. Lindsay has expertise in providing financial planning, portfolio management, and selection of other advisors to both individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
05/31/2018 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
07/08/2011 - 05/08/2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
CO
05/17/2006 - 07/06/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
NE
12/21/2002 - 09/27/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
01/15/1993 - 12/18/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
09/25/1991 - 12/18/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 11/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 04/07/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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