Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay Gayle Cruz has over 17 years of experience in the financial services industry. Lindsay is currently registered with Mizuho Securities USA LLC and has held previous roles at MUFG Securities Americas Inc., BNP Paribas Securities Corp., and OppenheimerFunds Distributor, Inc. Lindsay holds Series 3, 7, 63, SIE and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/25/2023 - Present
Mizuho Securities USA LLC (ISELIN NJ)
NY
11/07/2017 - 05/22/2023
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
01/16/2007 - 11/06/2017
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
05/27/2005 - 01/08/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 10/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2007
Series 3 - National Commodity Futures Examination
BC
Issued 05/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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