Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay Fitzgerald McLeod is a financial advisor registered with Raymond James & Associates, Inc. based in West Hartford, CT. Lindsay Fitzgerald McLeod has been in the financial services industry for 15 years. Lindsay Fitzgerald McLeod has been associated with Raymond James & Associates, Inc. since 2015. Previous employers include UBS Financial Services Inc. and Wells Fargo Advisors, LLC. Lindsay Fitzgerald McLeod holds the following licenses: Series 7, Series 66, Series 99TO and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
12/14/2021 - Present
Raymond James & Associates, Inc. (West Hartford CT)
CT
01/29/2020 - 12/16/2021
UBS FINANCIAL SERVICES INC. (HARTFORD CT)
CT
05/06/2015 - 01/24/2020
RAYMOND JAMES & ASSOCIATES, INC. (West Hartford CT)
CT
02/23/2012 - 04/20/2015
VP DISTRIBUTORS LLC (HARTFORD CT)
CT
09/12/2008 - 02/16/2012
WELLS FARGO ADVISORS, LLC (HARTFORD CT)
BOTH
Issued 09/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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