Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay Erin Sabel is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Stamford, CT. Lindsay has been in the securities industry since 2007. Lindsay has experience with UBS Financial Services Inc., UBS Securities LLC, DKR Capital Securities Corp., and Wells Fargo Securities, LLC. Lindsay has passed the Uniform Securities Agent State Law Examination (Series 63), General Securities Representative Examination (Series 7), Limited Representative-Equity Trader Exam (Series 55), Securities Industry Essentials Examination (SIE), and the Uniform Combined State Law Examination (Series 66). Lindsay is registered to provide investment advice in California, Connecticut, Florida, Massachusetts, New Jersey, New York, Pennsylvania, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/26/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
NY
03/26/2018 - 09/01/2022
WELLS FARGO SECURITIES, LLC (New York NY)
NJ
08/03/2015 - 08/15/2017
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IL
07/25/2005 - 08/15/2017
UBS SECURITIES LLC (CHICAGO IL)
CT
05/27/2005 - 09/01/2005
DKR CAPITAL SECURITIES CORP. (STAMFORD CT)
BOTH
Issued 01/25/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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