Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay Compton is a financial professional with over 10 years of experience in the financial services industry. Lindsay is currently registered with Fidelity Brokerage Services LLC in Smithfield, RI. Lindsay has held prior registrations with Oppenheimer & Co. Inc. and Charles Schwab & Co., Inc. Lindsay holds the Series 7, Series 63, Series 66 and SIE licenses. Lindsay is registered with the Financial Industry Regulatory Authority (FINRA) and has been registered with the Securities and Exchange Commission (SEC) in the past. Lindsay is also registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/08/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MO
09/21/2022 - 10/28/2022
OPPENHEIMER & CO. INC. (ST. LOUIS MO)
MO
09/12/2018 - 09/07/2022
FIDELITY BROKERAGE SERVICES LLC (CHESTERFIELD MO)
MO
04/08/2013 - 10/04/2017
CHARLES SCHWAB & CO., INC. (CHESTERFIELD MO)
BOTH
Issued 10/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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