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Lindsay Colleen Harkness

Santander US Capital Markets LLC

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About Lindsay Colleen Harkness

Lindsay Harkness is a financial professional registered with Santander US Capital Markets LLC, a broker-dealer based in New York, NY. Lindsay has been in the industry since October 27, 2019. Lindsay holds the Series 63, 79TO, and SIE licenses. Lindsay is registered in New York to conduct business as a broker-dealer. Prior to joining Santander US Capital Markets LLC, Lindsay was with Santander Investment Securities Inc.

Firm Information

Lindsay Harkness is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lindsay Harkness’s Registration & Firm History

NY

02/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

10/28/2019 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/27/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/01/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lindsay Colleen Harkness.
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