Unclaimed
Lindsay Harkness is a financial professional registered with Santander US Capital Markets LLC, a broker-dealer based in New York, NY. Lindsay has been in the industry since October 27, 2019. Lindsay holds the Series 63, 79TO, and SIE licenses. Lindsay is registered in New York to conduct business as a broker-dealer. Prior to joining Santander US Capital Markets LLC, Lindsay was with Santander Investment Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
10/28/2019 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
BC
Issued 11/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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