Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay Belton paugh is an investment advisor representative at UBS Financial Services Inc., a firm based in Weehawken, New Jersey. Lindsay has been in the financial services industry since 2002 and has a strong track record of providing comprehensive financial planning and investment management services to individuals, families, and businesses. Lindsay is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 63, and 66 licenses. Lindsay is dedicated to helping clients achieve their financial goals and provides personalized financial advice tailored to each client's unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
10/18/2017 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
01/17/2003 - 12/22/2015
CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)
NJ
11/12/2002 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 09/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lindsay Belton paugh is the right advisor for you? Invested Better is here to help.
