Unclaimed
Lindsay Sovde is a financial professional with over 20 years of experience in the industry. Lindsay is currently registered with Hilltop Securities Inc. in Bellevue, WA. Lindsay's previous experience includes roles with PIPER JAFFRAY & CO. and SEATTLE-NORTHWEST SECURITIES CORPORATION. Lindsay holds multiple licenses and certifications including Series 7, Series 50, Series 52TO, Series 54, and Series 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
WA
02/25/2022 - Present
Hilltop Securities Inc. (Bellevue WA)
WA
07/15/2013 - 12/18/2017
PIPER JAFFRAY & CO. (SEATTLE WA)
WA
07/14/1999 - 07/16/2013
SEATTLE-NORTHWEST SECURITIES CORPORATION (SEATTLE WA)
BC
Issued 05/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2024
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 02/01/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/25/2022
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/24/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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