Unclaimed
Lindsay Alison Cooper is a financial advisor in Lubbock, Texas. Lindsay Cooper has been a registered representative with Raymond James Financial Services Advisors, Inc. since April 2009. Lindsay Cooper is also a registered representative with Blake|Cooper Financial Strategies since September 2015. Lindsay Cooper is a Certified Divorce Financial Analyst. Lindsay Cooper also provides financial planning services for individuals, businesses, and retirement plans. Lindsay Cooper has experience working with clients of all ages and financial situations. Lindsay Cooper is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
04/03/2009 - Present
Raymond James Financial Services Advisors, Inc. (LUBBOCK TX)
TX
10/17/2005 - 03/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LUBBOCK TX)
MA
07/01/2005 - 10/19/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 01/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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