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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lindsay? Claim Your ProfileLindsay Alexandra Spanier yearsich is a financial advisor working with Morgan Stanley. Lindsay has been in the financial industry since January 24, 2008, and holds licenses in 42 states and the District of Columbia. Lindsay has a Series 7, Series 31 and Series 66 securities licenses as well as a Securities Industry Essentials Exam (SIE) certification. Lindsay also holds both broker-dealer (B-D) and investment advisor (IA) licenses with the firm. Morgan Stanley is a large, well-established firm that provides a range of financial products and services to individual and institutional clients. The firm manages over $1.4 trillion in assets for its clients and employs over 22,500 investment advisor representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VA
06/01/2009 - Present
Morgan Stanley (Alexandria VA)
VA
01/24/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALEXANDRIA VA)
BOTH
Issued 02/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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