Unclaimed
Linda Baker is a financial professional with over 30 years of experience in the financial services industry. Linda is currently registered with Cetera Financial Specialists LLC in Northfield, Illinois. Prior to that, Linda worked at HOCHMAN & BAKER SECURITIES, INC. in Stamford, Connecticut. Linda holds Series 7, 27, 63, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/30/2004 - Present
Cetera Financial Specialists LLC (NORTHFIELD IL)
CT
08/22/1989 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BC
Issued 08/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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