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Linda Susan Baker

Cetera Financial Specialists LLC

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About Linda Susan Baker

Linda Baker is a financial professional with over 30 years of experience in the financial services industry. Linda is currently registered with Cetera Financial Specialists LLC in Northfield, Illinois. Prior to that, Linda worked at HOCHMAN & BAKER SECURITIES, INC. in Stamford, Connecticut. Linda holds Series 7, 27, 63, 99TO, and SIE licenses.

Firm Information

Linda Baker is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Linda Baker’s Registration & Firm History

IL

06/30/2004 - Present

Cetera Financial Specialists LLC (NORTHFIELD IL)

CT

08/22/1989 - 06/30/2004

HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 08/06/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/1991

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Linda Susan Baker.
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