Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Riggs is a financial professional with over 10 years of experience in the financial services industry. Linda is currently a registered representative with Wells Fargo Clearing Services, LLC in Frontenac, MO. Linda has been with Wells Fargo Clearing Services, LLC since January 2019. Previously, Linda was a registered representative at Stifel, Nicolaus & Company, Incorporated in St. Louis, MO. Linda holds the Series 63, Series 7, Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
01/15/2019 - Present
Wells Fargo Clearing Services, LLC (FRONTENAC MO)
MO
12/04/2015 - 11/17/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
AL
07/10/2015 - 02/09/2016
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BC
Issued 04/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/10/2015
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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