Unclaimed
Linda Vanpelt is a financial advisor with Raymond James & Associates, Inc., based in ST. PETERSBURG, FL. Linda has been working in the financial industry since 1987. Linda has a broad range of experience, having worked with several firms, including Wachovia Securities, LLC, Prudential Securities Incorporated, and Thomson McKinnon Securities Inc. Linda has held various roles in the industry, including Registered Representative, General Securities Principal, and Direct Participation Programs Principal. Linda is currently a registered representative with Raymond James & Associates, Inc. and is registered to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/14/2005 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
MO
07/01/2003 - 01/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/24/1990 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/06/1988 - 09/12/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
12/11/1987 - 09/17/1988
HORIZONS INTERNATIONAL CORPORATION
NA
01/15/1985 - 06/02/1986
HALL SECURITIES CORPORATION
BC
Issued 11/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/10/1988
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1985
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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