Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Klugman is an investment advisor representative at LPL Financial LLC. Linda has been in the financial services industry since 1995. She has been registered with LPL Financial LLC since July 2021. Prior to that, she was registered with Waddell & Reed, Inc. She holds the Series 6, 7, 22, 63, and 65 licenses. Linda offers financial planning, portfolio management for businesses and individuals, and other advisory services. She has over 25 years of experience in the industry, and specializes in various financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/21/2021 - Present
LPL Financial LLC (TORRANCE CA)
CA
10/17/2014 - 07/21/2021
WADDELL & REED (TORRANCE CA)
CA
07/01/2003 - 10/20/2014
WELLS FARGO ADVISORS, LLC (ROLLING HILLS ESTATES CA)
NY
01/04/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/14/1995 - 01/04/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
09/28/1995 - 11/24/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/28/1995 - 11/24/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
01/08/1995 - 08/17/1995
LAZAR FREDERICK & COMPANY (BEVERLY HILLS CA)
IA
Issued 02/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/09/1994
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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