Unclaimed
Linda Nabors Harris is a financial advisor with LPL Financial LLC in CHARLOTTE, NC. Linda has been in the financial services industry since September 1997. Linda holds Series 6, 63 and 65 licenses, and the SIE exam. Linda also has a current registration as a registered representative in NC, SC and TX and is currently registered with LPL Financial LLC. Linda is also registered as an investment advisor representative in NC, SC and TX. Prior to joining LPL Financial LLC, Linda was employed with TRIAD ADVISORS LLC and H.D. VEST INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/11/2022 - Present
LPL Financial LLC (CHARLOTTE NC)
NC
04/30/2013 - 04/18/2022
TRIAD ADVISORS LLC (CHARLOTTE NC)
NC
09/18/1997 - 04/25/2013
H.D. VEST INVESTMENT SERVICES (CHARLOTTE NC)
IA
Issued 11/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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