Unclaimed
Linda Moore is a financial professional with over 20 years of experience in the financial services industry. Linda has a strong background in investment advisory services and has worked for a variety of firms, including PFS Investments Inc., Transamerica Financial Advisors, Inc., and AXA Advisors, LLC. Linda is currently registered with PFS Investments Inc. and is licensed to sell securities in California. Linda holds the Series 6, Series 7, Series 63, and Series 66 licenses. Linda's primary focus is on providing investment advisory services to individuals, high-net-worth individuals, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
06/17/2019 - Present
PFS Investments Inc. (COVINA CA)
CA
02/01/2017 - 05/07/2018
PFS INVESTMENTS INC. (ARCADIA CA)
NY
06/15/2015 - 06/23/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
CA
01/26/2015 - 03/02/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (PASADENA CA)
CA
07/09/2010 - 03/24/2014
AXA ADVISORS, LLC (PASADENA CA)
CA
07/31/2007 - 11/06/2009
FSC SECURITIES CORPORATION (ANTIOCH CA)
CA
11/11/2005 - 03/06/2007
INTERLINK SECURITIES CORP. (LOS ANGELES CA)
MA
08/04/2005 - 11/14/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
07/01/2004 - 05/20/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/29/1999 - 07/07/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
01/30/2003 - 07/01/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/30/2003 - 07/01/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
RI
11/12/1998 - 05/11/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
CA
06/15/1998 - 07/30/1998
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
OH
01/21/1998 - 03/25/1998
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
MA
06/19/1995 - 08/06/1996
MANEQUITY, INC. (BOSTON MA)
CT
07/25/1994 - 09/26/1994
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
BOTH
Issued 01/18/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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