Unclaimed
Linda Beck is a financial advisor with Northwestern Mutual Investment Services, LLC. Linda is a Series 7 and 66 licensed professional with over 20 years of experience in the financial industry. Linda has also passed the Series 9 and 10 examinations. Linda is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses to provide financial advice in 22 states. Prior to joining Northwestern Mutual Investment Services, LLC, Linda held positions at PFS INVESTMENTS INC. and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
11/11/2009 - Present
Northwestern Mutual Investment Services, LLC (DALLAS TX)
TX
08/10/2009 - 10/20/2009
PFS INVESTMENTS INC. (ARLINGTON TX)
NY
05/23/2003 - 07/10/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 05/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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