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Linda Mary Heaton

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Linda Mary Heaton

Linda Heaton is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Jersey City, NJ. Linda has been a registered representative for over 28 years and has worked with several prominent firms including Wells Fargo Advisors, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Linda is a dedicated and experienced advisor committed to providing her clients with personalized financial advice and guidance.

Firm Information

Linda Heaton is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

101 HUDSON ST

JERSEY CITY, NJ 07302

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Linda Heaton’s Registration & Firm History

NJ

05/13/2016 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (JERSEY CITY NJ)

NJ

08/01/2011 - 04/14/2016

WELLS FARGO ADVISORS, LLC (FLORHAM PARK NJ)

NJ

06/01/2009 - 08/12/2011

MORGAN STANLEY SMITH BARNEY (BEDMINSTER NJ)

NJ

06/22/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (MORRISTOWN NJ)

NJ

01/27/2006 - 07/13/2006

CITIGROUP GLOBAL MARKETS INC. (SHORT HILLS NJ)

NY

03/05/2003 - 05/17/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/01/1995 - 07/17/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

07/31/1993 - 08/07/1995

SMITH BARNEY INC. (NEW YORK NY)

NY

01/23/1990 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

08/10/1987 - 11/20/1987

FIRST INVESTORS CORPORATION

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Licenses & Designations

IA

Issued 4/20/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 3/23/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/5/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 7/30/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 2/7/2020

Series 31 - Futures Managed Funds Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/20/1990

Series 7 - General Securities Representative Examination

BC

Issued 8/7/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Linda Mary Heaton.
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