Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Marie Pecora is a financial advisor with UBS Financial Services Inc., a firm with over $700 billion in assets under management. Linda has been in the financial industry for over 25 years. Linda is a registered representative in New Jersey. Previously, Linda worked at J.B. Hanauer & Co., C.J.M. Planning Corp., Sound Securities, LLC, Vision Securities Inc., Spencer Clarke LLC, M.S. Farrell & Company, Inc., Barrington Capital Group, L.P., Kern, Suslow Securities, Inc., D.H. Blair & Co., Inc., National Discount Brokers, and Smith Barney Inc. Linda holds FINRA Series 4, 7, 24, 55, 57, 63 and SIE licenses. Linda specializes in providing financial planning, pension consulting and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/03/2007 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
10/17/2005 - 10/26/2006
J. B. HANAUER & CO. (PARSIPPANY NJ)
NJ
06/07/2004 - 10/10/2005
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
NY
02/11/2003 - 07/06/2004
SOUND SECURITIES, LLC (JERICHO NY)
NY
07/29/2002 - 02/18/2003
VISION SECURITIES INC. (PORT WASHINGTON NY)
FL
01/03/2000 - 05/02/2002
SPENCER CLARKE LLC (MIAMI BEACH FL)
NY
03/21/1999 - 01/28/2000
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NA
02/22/1999 - 03/16/1999
M.S. FARRELL & COMPANY, INC.
NY
12/12/1997 - 02/25/1999
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
NY
07/12/1996 - 12/08/1997
KERN, SUSLOW SECURITIES, INC. (NEW YORK NY)
NY
02/12/1996 - 06/10/1996
D. H. BLAIR & CO., INC. (NEW YORK NY)
NE
07/08/1995 - 02/09/1996
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
05/02/1995 - 07/03/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 07/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/04/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Linda Pecora is the right advisor for you? Invested Better is here to help.
