Unclaimed
Linda Marie Harris is a financial professional with over 38 years of experience in the industry. Linda is currently registered with LPL Financial LLC and has several branch office locations. Linda has a strong background in securities and investment advisory services, having previously worked with Securities America, Inc., National Planning Corporation, Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, Financial Security Group Marketing Corp., and Apex Financial Planners Corp. Linda is dedicated to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/15/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
10/19/2017 - 12/23/2021
SECURITIES AMERICA, INC. (HUNTINGTON BEACH CA)
CA
09/17/1999 - 10/26/2017
NATIONAL PLANNING CORPORATION (HUNTINGTON BEACH CA)
AZ
11/19/1989 - 09/22/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
06/19/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/11/1985 - 08/22/1986
FINANCIAL SECURITY GROUP MARKETING CORP.
NA
06/11/1984 - 04/04/1985
APEX FINANCIAL PLANNERS CORP.
BC
Issued 08/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/1986
Series 24 - General Securities Principal Examination
BC
Issued 07/06/1984
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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