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Linda Margaret Phelps

Icapital Markets LLC

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About Linda Margaret Phelps

Linda Margaret Phelps is a financial professional with over 35 years of experience in the industry. Linda is currently registered with Icapital Markets LLC and previously worked at ICapital Securities, LLC, Putnam Retail Management Limited Partnership, Principal Funds Distributor, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated and PaineWebber Incorporated. Linda has a wide range of experience and holds licenses for both Series 63 and 65 and holds Series 6, 7 and SIE. Linda is registered in 51 states and the District of Columbia.

Firm Information

Linda Phelps is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Linda Phelps’s Registration & Firm History

NY

11/30/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

03/21/2022 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

MA

07/29/2011 - 05/19/2021

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

IA

07/29/2009 - 07/19/2011

PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)

TX

04/12/2005 - 07/31/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)

MO

07/01/2003 - 12/31/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

05/23/1990 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

04/25/1986 - 06/11/1990

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 04/01/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/31/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Linda Margaret Phelps.
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