Unclaimed
Linda Scipione is a registered representative with Stifel, Nicolaus & Company, Inc. Linda has been in the industry since October 14, 1990 and is currently registered with the firm in California and Texas. Linda has a wide range of experience in the financial industry and has passed several professional examinations, including the Series 7, Series 9, Series 10, Series 63 and the SIE. Prior to joining Stifel, Nicolaus & Company, Inc., Linda was employed at A. G. Edwards & Sons, Inc. and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (OXNARD CA)
CA
03/21/2003 - 01/16/2008
A. G. EDWARDS & SONS, INC. (OXNARD CA)
NY
10/15/1990 - 03/25/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 12/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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