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Linda M Scipione

Stifel, Nicolaus & Company, Inc.

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About Linda M Scipione

Linda Scipione is a registered representative with Stifel, Nicolaus & Company, Inc. Linda has been in the industry since October 14, 1990 and is currently registered with the firm in California and Texas. Linda has a wide range of experience in the financial industry and has passed several professional examinations, including the Series 7, Series 9, Series 10, Series 63 and the SIE. Prior to joining Stifel, Nicolaus & Company, Inc., Linda was employed at A. G. Edwards & Sons, Inc. and Morgan Stanley DW Inc.

Firm Information

Linda Scipione is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Linda Scipione’s Registration & Firm History

CA

01/13/2020 - Present

Stifel, Nicolaus & Company, Inc. (OXNARD CA)

CA

03/21/2003 - 01/16/2008

A. G. EDWARDS & SONS, INC. (OXNARD CA)

NY

10/15/1990 - 03/25/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 12/13/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/13/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Linda M Scipione.
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