Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Roman is a financial advisor with over 35 years of experience in the industry. Linda is currently registered with LPL Financial LLC and has also held previous positions at Wells Fargo Clearing Services, LLC, UBS PaineWebber Inc., Bear, Stearns & Co. Inc., Shearson Lehman Hutton Inc., Randolph Brown Securities Corporation, and Brooks Weinger Robbins & Leeds Inc. Linda holds a Series 7 and Series 63 license, and is registered in numerous states. Linda focuses on providing financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions. Linda is committed to helping clients achieve their financial goals and is dedicated to providing personalized, comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/02/2022 - Present
LPL Financial LLC (WESTPORT CT)
NY
08/01/2002 - 06/06/2022
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NJ
11/01/1999 - 07/31/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
12/14/1988 - 11/10/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/10/1988 - 01/02/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/17/1987 - 02/24/1988
RANDOLPH BROWN SECURITIES CORPORATION
NA
03/24/1987 - 07/18/1987
BROOKS WEINGER ROBBINS & LEEDS INC.
BC
Issued 04/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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