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Linda Louise Messinger

Cowen AND Co.

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About Linda Louise Messinger

Linda Messinger is a registered representative with Cowen AND Co. Linda has been in the securities industry since 1999. Linda has passed several industry exams including Series 3, 4, 7, 8, 9, 10, 14, 55, 57TO, 79TO, 99TO and SIE. Linda has held previous positions at Cowen Execution Services LLC, Barclays Capital Inc., Merrill Lynch Professional Clearing Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Neuberger Berman, LLC. Linda is currently registered in New York.

Firm Information

Linda Messinger is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Linda Messinger’s Registration & Firm History

NY

04/27/2020 - Present

Cowen AND Co. (NEW YORK NY)

NY

08/17/2018 - 07/21/2020

COWEN EXECUTION SERVICES LLC (NY NY)

NY

03/11/2010 - 08/29/2018

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/09/2003 - 02/26/2010

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

10/09/2003 - 02/26/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/21/1999 - 09/05/2003

NEUBERGER BERMAN, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/26/2000

Series 14 - Compliance Officer Examination

BC

Issued 08/16/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 04/28/1999

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2004

Series 3 - National Commodity Futures Examination

BC

Issued 02/26/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Linda Louise Messinger.
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