Unclaimed
Linda Messinger is a registered representative with Cowen AND Co. Linda has been in the securities industry since 1999. Linda has passed several industry exams including Series 3, 4, 7, 8, 9, 10, 14, 55, 57TO, 79TO, 99TO and SIE. Linda has held previous positions at Cowen Execution Services LLC, Barclays Capital Inc., Merrill Lynch Professional Clearing Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Neuberger Berman, LLC. Linda is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/27/2020 - Present
Cowen AND Co. (NEW YORK NY)
NY
08/17/2018 - 07/21/2020
COWEN EXECUTION SERVICES LLC (NY NY)
NY
03/11/2010 - 08/29/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/09/2003 - 02/26/2010
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
10/09/2003 - 02/26/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/21/1999 - 09/05/2003
NEUBERGER BERMAN, LLC (NEW YORK NY)
BC
Issued 02/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/2000
Series 14 - Compliance Officer Examination
BC
Issued 08/16/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/28/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2004
Series 3 - National Commodity Futures Examination
BC
Issued 02/26/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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