Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Liu is a registered investment advisor with Cetera Investment Advisers LLC. Linda has been in the industry since 2003 and holds several licenses and certifications, including the Series 66, Series 7, and SIE. Linda has experience working with a variety of clients, including individuals, high-net-worth individuals, businesses, and retirement plans. Linda offers a variety of financial planning services, including portfolio management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/12/2023 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
12/03/2007 - 03/15/2013
CETERA INVESTMENT SERVICES LLC (NEW YORK NY)
NY
02/08/2007 - 12/11/2007
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/24/2004 - 06/28/2005
KELLOGG CAPITAL GROUP LLC (NEW YORK NY)
NY
04/01/2002 - 12/13/2002
PERFORMANCE SPECIALIST GROUP LLC (NEW YORK NY)
NY
10/23/2001 - 04/01/2002
PERFORMANCE SPECIALIST GROUP, LLC (NEW YORK NY)
NY
07/20/2001 - 03/15/2002
PUGLISI, ROBERT GASPAR (NEW YORK NY)
NY
04/23/2001 - 08/01/2001
WAGNER STOTT BEAR SPECIALISTS LLC (NEW YORK NY)
NY
03/14/2000 - 04/23/2001
WAGNER STOTT MERCATOR, L.L.C. (NEW YORK NY)
BOTH
Issued 4/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/7/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/17/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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