Unclaimed
Linda Harrington is a financial advisor with over 20 years of experience in the industry. Linda is a Registered Representative and Investment Advisor Representative, holding Series 7, 24, 52, 53, 66, and 99TO licenses. Linda provides financial planning and portfolio management services to individuals, families, businesses, and retirement plans. Linda specializes in assisting high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations. Linda is currently affiliated with Osaic Wealth, Inc. and has previously worked with Securities America, Inc., Sagepoint Financial, Inc., KMS Financial Services, Inc., Capital One Investing, LLC, and other firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/01/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
WA
11/05/2020 - 06/14/2024
SECURITIES AMERICA, INC. (SEATTLE WA)
AZ
01/19/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
WA
08/14/2017 - 01/13/2021
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
WA
03/31/2011 - 02/17/2017
CAPITAL ONE INVESTING, LLC (SEATTLE WA)
NY
10/06/2014 - 02/05/2015
CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)
OR
01/24/2011 - 03/17/2011
PARK AVENUE SECURITIES LLC (PORTLAND OR)
OR
04/27/2006 - 10/15/2010
SKB SECURITIES (PORTLAND OR)
OR
07/22/2003 - 05/05/2006
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
MA
05/23/2000 - 07/17/2003
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 08/07/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2011
Series 4 - Registered Options Principal Examination
BC
Issued 03/26/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/09/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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