Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Kay Smith is an investment advisor representative at Cambridge Investment Research Advisors, Inc. located in ATLANTA, GA. Linda has been working in the financial industry since May 10, 1990. Linda has passed the Series 7, Series 63, Series 65 and SIE exams. Linda is registered with the following states: Alabama, Florida, Georgia, Indiana, Kansas, Pennsylvania, South Carolina, Texas. Linda is also registered with the firm Cambridge Investment Research Advisors, Inc. Linda has worked for previous firms such as TOWER SQUARE SECURITIES, INC., NEW ENGLAND SECURITIES and W. S. GRIFFITH & CO., INC. Linda is a member of CIRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
01/04/2021 - Present
Cambridge Investment Research Advisors, Inc. (ATLANTA GA)
GA
01/12/2007 - 09/15/2011
TOWER SQUARE SECURITIES, INC. (ATLANTA GA)
GA
04/03/2000 - 01/03/2007
NEW ENGLAND SECURITIES (ATLANTA GA)
CT
10/22/1996 - 03/31/2000
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NY
05/01/1990 - 10/22/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 07/25/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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