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Linda Joyce Nealy

Vision Financial Markets LLC

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About Linda Joyce Nealy

Linda Nealy is a registered representative at Vision Financial Markets LLC and has been in the industry since March 23, 2016. Linda has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). Linda is registered with FINRA as a registered representative.

Firm Information

Linda Nealy is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Linda Nealy’s Registration & Firm History

CT

03/24/2016 - Present

Vision Financial Markets LLC (Stamford CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Linda Joyce Nealy.
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