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Linda Joyce Ludwig

Neuberger Berman BD LLC

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About Linda Joyce Ludwig

Linda Ludwig is a financial advisor at Neuberger Berman BD LLC. Linda has over 15 years of experience in the financial services industry. Linda holds Series 7, 63 and 66 securities licenses. Linda also has a state securities license in 52 states and 3 other jurisdictions. Linda is registered as an investment advisor in Florida, New Jersey and New York. Linda is a registered representative of Neuberger Berman BD LLC and provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, which are managed by Neuberger Berman Investment Advisers LLC.

Firm Information

Linda Ludwig is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

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Linda Ludwig’s Registration & Firm History

FL

03/25/2021 - Present

Neuberger Berman BD LLC (WEST PALM BEACH FL)

NY

09/22/2008 - 06/03/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

07/18/2007 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/08/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Linda Joyce Ludwig. Review regulatory record here.
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