Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda James is a financial advisor with over 20 years of experience in the industry. Linda is registered with LPL Financial LLC and has been with them since 2010. Prior to joining LPL Financial LLC, Linda worked with UNIONBANC INVESTMENT SERVICES, LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, and FIDELITY BROKERAGE SERVICES LLC. Linda holds a Series 7, Series 63, and Series 66 securities licenses and a Series 99TO operations professional license. Linda specializes in working with individuals, families, high-net-worth individuals, businesses, charitable organizations, pension and profit-sharing plans, and investment clubs. Linda offers financial planning, consulting, and other non-discretionary advisory services, and also has a real estate license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/15/2010 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
08/20/2007 - 06/19/2009
UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)
CA
07/03/2006 - 08/06/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN DIEGO CA)
RI
09/10/1999 - 06/09/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 04/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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