Unclaimed
Linda Hickman is a financial advisor with over 20 years of experience in the industry. Linda is currently registered with Morgan Stanley in San Antonio, Texas. Linda has a wide range of experience working with a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Prior to joining Morgan Stanley, Linda worked at RBC Capital Markets, LLC in Houston, Texas, Morgan Stanley Smith Barney in York, Pennsylvania, and Citigroup Global Markets Inc. in New York, New York. Linda is licensed to sell securities in 53 states and the District of Columbia. Linda is a Series 7, 9, 10, 31, 63, and 66 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
10/24/2019 - Present
Morgan Stanley (San Antonio TX)
TX
04/19/2012 - 07/08/2019
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
PA
06/01/2009 - 04/30/2012
MORGAN STANLEY SMITH BARNEY (YORK PA)
TX
12/20/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
03/23/2005 - 01/07/2008
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
MO
11/29/2004 - 01/20/2005
UMB SCOUT BROKERAGE SERVICES, INC. (KANSAS CITY MO)
NY
08/05/2003 - 11/05/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/24/1998 - 07/02/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 05/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 03/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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