Unclaimed
Linda Figueroa is an active FINRA registered representative. Linda's professional career began on December 3, 2018, when she began working at Nomura Securities International, Inc. Linda Figueroa currently is a Registered Representative for TP Icap Global Markets Americas LLC, which is a FINRA member firm. Linda Figueroa has passed two FINRA exams - the Securities Industry Essentials (SIE) and Series 99. Linda's most recent registration was on October 27, 2021, with TP Icap Global Markets Americas LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/27/2021 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
04/14/2021 - 07/12/2021
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
12/03/2018 - 09/26/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 12/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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