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Linda Figueroa

TP Icap Global Markets Americas LLC

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About Linda Figueroa

Linda Figueroa is an active FINRA registered representative. Linda's professional career began on December 3, 2018, when she began working at Nomura Securities International, Inc. Linda Figueroa currently is a Registered Representative for TP Icap Global Markets Americas LLC, which is a FINRA member firm. Linda Figueroa has passed two FINRA exams - the Securities Industry Essentials (SIE) and Series 99. Linda's most recent registration was on October 27, 2021, with TP Icap Global Markets Americas LLC.

Firm Information

Linda Figueroa is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Linda Figueroa’s Registration & Firm History

NY

10/27/2021 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

04/14/2021 - 07/12/2021

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

12/03/2018 - 09/26/2019

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/04/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Linda Figueroa.
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