Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Bauer is a financial advisor with LPL Financial LLC. Linda has been in the industry since 1999. Linda has passed the Series 63, 66 and 7 exams and the SIE exam. Linda is registered in California, Florida, Indiana, Ohio, Oregon and Virginia. Linda is also registered as an investment advisor in Ohio. Linda was previously employed by Ultimus Fund Distributors, LLC, Fidelity Brokerage Services LLC, and LPL Financial LLC. Linda is active with Emergency Support Providers as an outside/W-2 Support Coach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
01/22/2018 - Present
LPL Financial LLC (CINCINNATI OH)
OH
10/11/2000 - 10/20/2009
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
RI
01/10/1999 - 09/21/2000
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 12/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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