Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Ellen Varon is a financial advisor with UBS Financial Services Inc. Linda Varon has been in the financial services industry since 1984. Prior to joining UBS Financial Services Inc., Linda Varon worked for Morgan Stanley Smith Barney and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Linda Varon is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 7, Series 66 and SIE. Linda Varon provides financial planning, investment advice, and portfolio management services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
06/30/2023 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NJ
06/01/2009 - 06/10/2016
MORGAN STANLEY (RIDGEWOOD NJ)
NJ
05/20/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEWOOD NJ)
NY
07/05/1989 - 04/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST NYACK NY)
NA
09/23/1987 - 10/24/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
03/21/1985 - 10/24/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/25/1982 - 06/02/1983
PRESCOTT, BALL & TURBEN, INC.
BOTH
Issued 05/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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