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Linda Lee Harrington

Osaic Wealth, Inc.

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About Linda Lee Harrington

Linda Harrington is a financial advisor with over 20 years of experience in the industry. Linda is a registered representative and investment advisor representative with Osaic Wealth, Inc. Previously, Linda worked with Securities America, Inc., SagePoint Financial, Inc., KMS Financial Services, Inc., Capital One Investing, LLC, Capital One Investment Services LLC, Park Avenue Securities LLC, SKB Securities, and M Holdings Securities, Inc. Linda holds FINRA Series 4, 7, 24, 27, 52, 53, 66, 99, and the SIE licenses. Linda currently holds active registrations in Washington and Nebraska.

Firm Information

Linda Harrington is currently registered with Osaic Wealth, Inc.. OSAIC WEALTH, INC. is an Arizona-based corporation that provides financial planning, pension consulting, and educational seminars to individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and other client types. With a focus on portfolio management, the firm manages over $94 billion in assets under management across discretionary and non-discretionary accounts. Their registered representatives and investment advisor representatives provide investment advisory services across various states.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Linda Harrington’s Registration & Firm History

AZ

09/01/2023 - Present

Osaic Wealth, Inc. (SCOTTSDALE AZ)

WA

11/05/2020 - 06/14/2024

SECURITIES AMERICA, INC. (SEATTLE WA)

AZ

01/19/2021 - 09/01/2023

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

WA

08/14/2017 - 01/13/2021

KMS FINANCIAL SERVICES, INC. (SEATTLE WA)

WA

03/31/2011 - 02/17/2017

CAPITAL ONE INVESTING, LLC (SEATTLE WA)

NY

10/06/2014 - 02/05/2015

CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)

OR

01/24/2011 - 03/17/2011

PARK AVENUE SECURITIES LLC (PORTLAND OR)

OR

04/27/2006 - 10/15/2010

SKB SECURITIES (PORTLAND OR)

OR

07/22/2003 - 05/05/2006

M HOLDINGS SECURITIES, INC. (PORTLAND OR)

MA

05/23/2000 - 07/17/2003

SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 8/7/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/2011

Series 4 - Registered Options Principal Examination

BC

Issued 3/26/2007

Series 27 - Financial and Operations Principal Examination

BC

Issued 5/9/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 7/10/2000

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/22/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Linda Lee Harrington.
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