Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Abbott is a financial advisor at UBS Financial Services Inc., a well-established firm with more than $50 billion in assets under management. Linda has been in the financial services industry since 2000 and has worked at several leading firms, including Raymond James & Associates, Stifel, Nicolaus & Company, Incorporated, and Charles Schwab & Co., Inc.. Linda has a strong track record of providing personalized financial advice and investment management services to a wide range of clients, including individuals, families, and businesses. Linda is registered with FINRA and holds a Series 7, 6, 63, 66 and SIE licenses. Linda is committed to providing her clients with the highest quality of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
08/14/2024 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
01/19/2023 - 08/12/2024
RAYMOND JAMES & ASSOCIATES, INC. (CHARLOTTE NC)
NC
08/23/2018 - 12/22/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHARLOTTE NC)
NC
03/09/2016 - 08/14/2018
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
TX
12/11/2000 - 12/17/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
03/14/2000 - 09/28/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
12/03/1997 - 03/16/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/29/1997 - 11/17/1997
SMITH BARNEY INC. (NEW YORK NY)
NE
08/08/1995 - 04/21/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
CA
02/15/1995 - 07/27/1995
THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)
NY
08/31/1993 - 02/13/1995
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 10/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/16/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/4/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/25/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2016
Series 7 - General Securities Representative Examination
BC
Issued 3/9/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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