Unclaimed
Linda Sherman has been working in the financial industry since 1984. Linda is currently registered with Prudential Annuities Distributors, Inc. Linda holds a Series 3, 7 and 63 license, as well as the SIE. In the past, Linda has been registered with SunAmerica Capital Services, Inc., AXA Distributors, LLC, Lincoln Financial Distributors, Inc., Delaware Distributors, L.P., PLM Securities Corp., Phoenix Securities, Inc., Berg Harmon Securities Company, Concord Assets Securities, Inc. and Thomson McKinnon Securities Inc. Linda has experience in various financial services roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/15/2010 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
05/20/2010 - 10/11/2010
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NC
01/03/2006 - 05/11/2010
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
PA
12/31/2000 - 01/05/2006
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
10/04/1996 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
CA
07/26/1993 - 12/12/1998
PLM SECURITIES CORP. (SAN FRANDISCO CA)
CA
04/14/1988 - 06/10/1993
PHOENIX SECURITIES, INC. (SAN RAFAEL CA)
NA
10/13/1986 - 06/26/1987
BERG HARMON SECURITIES COMPANY
NA
02/05/1985 - 09/06/1986
CONCORD ASSETS SECURITIES, INC.
NA
09/23/1983 - 01/16/1985
THOMSON MCKINNON SECURITIES INC.
BC
Issued 10/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1983
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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