Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Carroll-williams is a financial advisor with UBS Financial Services Inc. Linda has been in the industry since 2007. Linda's primary office is located in Westfield, New Jersey. Linda is registered to provide investment advice and related services in the states of New Jersey, New York and North Carolina. Linda has been with UBS Financial Services Inc. since 2012. Before that, Linda was with Wells Fargo Advisors, LLC, LPL Financial Corporation and IFMG Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
09/27/2018 - Present
UBS Financial Services Inc. (WESTFIELD NJ)
NY
11/09/2017 - 09/10/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/05/2012 - 11/17/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NJ
04/01/2010 - 12/23/2011
WELLS FARGO ADVISORS, LLC (SOUTH PLAINFIELD NJ)
NJ
05/27/2008 - 03/02/2010
LPL FINANCIAL CORPORATION (LIVINGSTON NJ)
NJ
08/02/2007 - 05/27/2008
IFMG SECURITIES, INC. (SCOTCH PLAINS NJ)
NJ
05/29/2006 - 06/19/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (BRIDGEWATER NJ)
BC
Issued 06/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/26/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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