Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Bumbalo is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 17 years of experience in the financial services industry. Linda has a wide range of experience and holds licenses to offer financial advice in multiple states. Linda's focus is on providing investment advice to individuals, businesses, and retirement plans. She is also a registered investment advisor and has earned the Series 65 and Series 66 licenses. Linda has worked with a variety of firms throughout her career, including DEAWM Distributors, Inc., NexBank Securities Inc., BlackRock Investments, Inc., and BNY Capital Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/12/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NY
06/13/2018 - 08/28/2018
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
IL
02/22/2011 - 08/18/2015
DEAWM DISTRIBUTORS, INC. (CHICAGO IL)
TX
02/26/2010 - 01/18/2011
NEXBANK SECURITIES INC (DALLAS TX)
NY
12/11/2002 - 04/02/2009
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
NY
01/01/2002 - 11/26/2002
BNY CAPITAL MARKETS INC. (NEW YORK NY)
CT
03/16/1999 - 08/21/2000
ADVEST, INC. (HARTFORD CT)
NY
05/15/1998 - 08/21/1998
LYNCH, JONES & RYAN, INC. (NEW YORK NY)
BOTH
Issued 07/10/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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