Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Brown is a registered representative with RBC Capital Markets, LLC. Linda has been in the industry since 2002, holding previous roles with firms such as Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., MML Investors Services, LLC and Cadaret, Grant & Co., Inc. Linda specializes in providing financial planning, portfolio management, and investment advisory services to a variety of clients, including individuals, businesses, corporations, and high-net-worth individuals. Linda is also a licensed fitness instructor and Notary Public in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/17/2024 - Present
RBC Capital Markets, LLC (SYRACUSE NY)
NY
10/19/2020 - 06/22/2021
CADARET, GRANT & CO., INC. (Liverpool NY)
NY
02/24/2020 - 10/22/2020
MML INVESTORS SERVICES, LLC (SYRACUSE NY)
NY
03/13/2014 - 01/16/2020
WELLS FARGO CLEARING SERVICES, LLC (SYRACUSE NY)
NY
03/04/2002 - 03/27/2014
UBS FINANCIAL SERVICES INC. (SYRACUSE NY)
BOTH
Issued 10/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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