Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda Yates has been working in the financial services industry since 1988. Linda is currently registered with Cetera Investment Advisers LLC and has offices in Council Bluffs, Iowa. Previously Linda worked with VOYA FINANCIAL ADVISORS, INC., THRIVENT INVESTMENT MANAGEMENT INC., A. G. EDWARDS & SONS, INC., UBS PAINEWEBBER INC., MORGAN STANLEY DW INC., MILLER & SCHROEDER FINANCIAL, INC., NORWEST INVESTMENT SERVICES, INC., and A. G. EDWARDS & SONS, INC.. Linda holds Series 63, 65, 7, and 31 licenses, and is a CERTIFIED FINANCIAL PLANNER™ professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
06/29/2023 - Present
Cetera Investment Advisers LLC (COUNCIL BLUFFS IA)
IA
01/31/2007 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (COUNCIL BLUFFS IA)
IA
01/08/2004 - 01/31/2007
THRIVENT INVESTMENT MANAGEMENT INC. (COUNCIL BLUFFS IA)
MO
06/27/2002 - 11/25/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
04/26/2002 - 07/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
08/29/1996 - 06/28/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
05/02/1994 - 07/16/1996
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
MN
01/04/1993 - 04/11/1994
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
MO
11/25/1987 - 04/08/1994
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 9/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/4/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Linda Yates is the right advisor for you? Invested Better is here to help.
