Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Linda? Claim Your ProfileLinda O'Loughlin is a financial advisor with Raymond James & Associates, Inc. in Huntersville, NC. Linda has been in the financial services industry since 2006 and is licensed to provide investment advice in North Carolina and Virginia. Linda holds Series 63, 7, 9, 10, and SIE licenses. Linda has experience working with a variety of clients including individuals, corporations, charitable organizations, and insurance companies. Linda also has experience working with pension and profit sharing plans. In addition to providing financial advice, Linda also provides other services such as financial planning, educational seminars, and selection of other advisors. Linda has a strong commitment to providing her clients with the highest level of service and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/15/2021 - Present
Raymond James & Associates, Inc. (HUNTERSVILLE NC)
NC
12/04/2013 - 06/17/2021
WELLS FARGO CLEARING SERVICES, LLC (WINSTON SALEM NC)
MA
06/27/2012 - 11/06/2013
UBS FINANCIAL SERVICES INC. (WELLESLEY MA)
NC
10/07/2010 - 10/21/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
10/17/2007 - 05/22/2009
J.J.B HILLIARD, W.L. LYONS, LLC (CHARLOTTE NC)
NC
05/25/2006 - 09/20/2007
RBC DAIN RAUSCHER INC. (CHARLOTTE NC)
BC
Issued 09/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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